Managing Patient Anxiety - The Iatrosedative Process
by Dr. Nathan Friedman, DDS

-PART 4 (of 4)-
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Euphemistic Language    The term "euphemism", derived from the Greek EW (well) and Phanai (to speak), originally meant "to use words of good omen."  The definition of euphemism as we know it today is similar;  it is the substitution of a mild or inoffensive expression for one that may offend or suggest something unpleasant.  With respect to dentistry, the use of euphemisms is particularly indicated in place of:

  1. fear-provoking or threatening words, and
  2. technical terms

The use of threatening and technical language is a frequent barrier to communication between doctors and patients.  It either creates apprehension and confusion or intensifies them if already existent.  In order to prevent potential problems that can result from the use of emotionally-charged language (with which dentistry is richly endowed) or technical jargon, the doctor must develop alternative methods of communicating potentially threatening information to patients.

Euphemistic language should be used with all patients.  Since it tends to minimize anxiety, it is an integral part of iatrosedation.  An example of its use may be seen in the communications used above for the atraumatic injection.  Although these preparatory and explanatory communications are very brief and quite simple, thought has been given to substituting low threat words for threatening ones and non-technical for technical ones.  For example, few lay people know what a topical anesthetic is, hence it is referred to as a surface anesthetic.  Instead of saying "This won't hurt," the phrase used was, "I don't expect you to feel this."  "I will be injecting slowly" is replaced with "I'll be doing it slowly." since some people may have disturbing imagery stimulated by the word "injecting", particularly if the injection is the primary fear problem.

These simple euphemistic substitutions are not earth-shaking.  Most dentists seem to be aware of the many threatening words and terms with which the dental vocabulary is laden: drill, needle, shot, cut, clamp etc.  What is consequential is the decision to avoid these words, to replace them with euphemisms and to develop the constant, ongoing vigilance required to avoid falling into the trap of being verbally threatening.  When one considers the dilemma of describing, in non-threatening terms, a pulp tester and its use to an anxious patient, one realizes how euphemistically agile the dentist must be!

It is necessary to maintain the iatrosedative posture in all phases of involvement with your patient.  Another communication principle for reducing threat in what might be a threatening situation is the use of a Preparatory Interview.

Preparatory Interview     The preparatory interview is a brief interview conducted with the patient prior to performing a treatment or diagnostic procedure for the first time with a patient which could be threatening to him.  The objective is to learn 2 things:

  1. Has the patient ever experienced this specific procedure before (eg endodontics, injection, periodontal probing, periodontal surgery etc.)
  2. How does the patient feel about it?

The general principle of knowing how it is with the patient before taking him into an area of potential threat seems irrefutably sensible and sensitive.  Preparing to use potentially fearsome instruments or procedures with no knowledge of the person's experience with and feelings about them seems illogical.

Let us assume that Mrs. X has successfully shed her fear of injections.  However, in the course of continuing dental treatment it becomes apparent that endodontics is required.  Following the examination, the need for it had been discussed briefly.  How should Mrs. X be approached?  If the roentgenograms indicate that endodontics had been performed should you assume that no problem would be encountered, tell her of the need and proceed to refer her to an endodontist or set up an appointment to treat her?  Or should you learn something of her feelings about having endodontic treatment?  The obvious answer to an obvious question: yes.

Doctor: "Mrs. X if you recall I had mentioned that you would need to have a root canal treatment.  The X-rays indicate that you have had this kind of treatment.  How did it go?"
Mrs. X: "Well, (hesitantly) I really had a bad time with it."
Doctor: "A bad time?"
Mrs. X: "Yes, the tooth was very painful, it ached badly and although the doctor gave me several shots, all of which scared me, when he took the nerve out I almost died, it hurt so much."
Doctor: "I can see that you did have a bad time of it and I can appreciate how you must feel about considering root canal treatment again.  Fortunately, however, we have a different situation now.  You see, when the tooth is very inflamed such as yours was last time, it is very difficult to get good anesthesia.  This is not the case with the tooth now.  As a matter of fact, no anesthesia is needed at all because ..."

The remainder of the discussion need not be pursued here.  The example is used to point out the wisdom of exploring potentially threatening procedures with the patient before starting treatment.

Nonverbal Empathic Strategy    It was stated that the iatrosedative interview technique is composed of 2 strategies:

  1. a verbal fact-finding interpretive strategy
  2. a nonverbal empathic strategy

It was further stated that these were separated for the purpose of discussion but the separation is artificial, since verbal and nonverbal communications are in reality inseparable.  The crucial function of nonverbal communication is the transmission of feelings.  The major feelings to be communicated to the fearful patient by the doctor are:

  1. attentiveness and concern
  2. acceptance of the patient and his problem
  3. supportiveness
  4. involvement with the intent to help

These feelings and nonverbal statements are created through the process of listening, "hearing" what  you are listening to, then responding empathetically.  Listening is the act of turning your attention to another person and permitting him to speak.  "Hearing" is understanding what he is saying.  Although these are nonverbal behaviors, they were discussed as part of the verbal fact-finding strategy because the "hearing" is a prerequisite for responding by facilitating the telling of the story, offering support and commitment.  Reflecting and reacting to the patient's feelings and story by face, voice and body is responding nonverbally to what one "hears."

The principal factor in listening is being attentive.  This requires concentration, discipline and the intentional use of your behavior.  Attentiveness is communicated in 2 ways:

  1. Through your physical presence (physical demeanor and posture)
  2. Through your psychological presence ("hearing" the total communication of the patient, both verbal and nonverbal.)

Physical Attending Skills    The skilled use of one's face, voice, and body will result in a posture of involvement.  This is the medium that will communicate whether you really are or are not involved with your patient.  The nonverbal signals you send out will either verify your words of concern and support or belie them.

Man's richest sign system is his head and face.  The voice and body have almost as much value as the face in the the wordless communication that plays such a powerful role in the creation of an empathic climate in which the doctor and patient will interact.  There are many components of nonverbal communication.  Some of the significant ones considered here are:

  1. Eye contact
  2. Facial expression
  3. Vocal characteristics
  4. Body orientation
  5. Trunk lean
  6. Proximity (distance)

Haase and Teffer carried out research on the nonverbal components of empathic communication.  The intent of the study was to explore the relative contribution of verbal and nonverbal behaviors to the communication of empathy.  Their findings were:

  1. A verbal message of medium empathic value can be altered favorably by maintaining good eye contact, forward trunk lean, good body orientation, and good distance.
  2. Conversely, high levels of verbal empathy can be reduced to unempathic messages when the communicator utters the message without eye contact, in a backward trunk lean, rotated away from the addressee, and from a far distance.

These findings add to the existing knowledge of the power of nonverbal communication, colloquially alluded to as "body language."

Eye contact     Eye contact is a crucial key in the communication system.  It is virtually impossible to create a sense of attentiveness and interest in a person if you are not looking at him.  "Looking at him" means making eye contact!

This mutual looking tends to increase when the participants like each other and when they are involved in their interaction.  It lessens when touchy subjects come up or unpleasantness develops between the interactants.  A "noncollision course" is taken, a lowering of the eyes, a "dimming of the lights."

Good eye contact does not mean staring or constant eye contact.  This is very disconcerting.  It should be varied.  You should permit your eyes to drift to an object not too far away and then return to the patient.  As in all nonverbal behaviors, this should be done naturally, in a relaxed, comfortable manner.  The eyes contribute to the facial expression in many ways.  For example, in smiling, they can either lend warmth or put a chill on the smile.  If when the mouth expresses a smile and there is no expression around the eyes, the smile tends to be "icy".

Facial Expressions     The face can be the best expression of emotions but it can also be a superb mask.  However, it is the most difficult of our nonverbal behaviors to monitor.  We are aware of what our eyes are doing, how our voice sounds, what movements we make, but the face is the one expressor from which we get no feedback.  Hence, it is the most vulnerable area of our behavior.  Many doctors avoid facial risks by wearing a noncommittal mask, a sort of professional "poker face."  Generally, unless one has learned to pay attention to his nonverbal communications, he is almost totally ignorant of his facial behavior.  Consequently he may be sending signals facially that he doesn't intend to, or may be inadequately expressing what he would prefer to say.

Facial expressiveness in skilled attending is used in 2 basic ways: (1) to send messages and (2) to respond appropriately to messages being received.  When the doctor turns his attention to his patient at their first meeting, the facial signals most people would like to see are warmth, interest and alert intention of being involved.  Facial responsiveness should mirror the feelings of the patient to varying degrees;  that is, concern should be reflected by concern and not by apathy, a faint smile or exaggerated interest.  The face is an instrument of wide range from broad to very subtle communication, some almost imperceptible.  It is wise to remember the admonition, "Be careful what you say with your face when talking with your mouth!"

Vocal Characteristics     The voice can be used like a musical instrument.  It alters the meaning of words, either giving the lie to them or making them ring true.  In our culture, we ascribe certain characteristics to voice sounds.  The voice of authority generally is characterized as being low in pitch, resonant and used with measured tempo.  A fast, high-pitched, squeaky voice is often associated with immaturity. 

In attending, it is desirable to speak at an even tempo with moderate volume, at as low a pitch and with as much resonance is consistent with your voice.  There should be variations of these qualities to reflect and support the meaning of the words.  Above all, one must be on guard to avoid mixed messages wherein the voice and the face are saying something different than the words.  One of the most common examples of a mixed message is that conveyed by the doctor who, hoping to assure the patient, ways with disinterest in his voice and looking away, "Don't worry, everything will be all right!"

One of the more penetrating studies performed to determine which message is dominant when 2 incongruent ones are sent was done by Mehrabian.  He set up situations in which the facial and vocal expressions were in conflict with the verbal messages.  His conclusions indicate that in the communication of feelings, the words were responsible for only 7 % of the impact, the vocal expressions produced 38% of the effect, and the facial expressions 55%.  Hence, if your face and voice do not match your words, you would best say nothing!  On the other hand, the verbal promises of help and protection assume greater significance if supported by empathic nonverbal communication.  In short, it is how something is said, not what is said that builds or destroys relationships. 

Body Orientation     Facing patients squarely tells them that you intend to pay attention.  If you sit with your body rotated away from the patient, you are "turning away", thus creating an atmosphere of inattentiveness.  This inattentive orientation is intensified if your position is at a 90 degree angle or less.  In addition, such a position makes good eye contact difficult and strained.

If the interview is taking place in the dental treatment you should be in a position between 7 and 8 o'clock.  Should you use your consultation room it would be preferable not to sit behind a desk.  Two armchairs can be used in approximately the same position as above.  In my opinion the interviews would take place in the treatment room.  If the patient is fearful, the operatory may stimulate the expression of anxiety in which case the issue is confronted.  Sitting comfortably in a consultation room, which tends to be a more relaxed and social environment, provides little provocation to discuss one's fears.

Body Distance or Proximity     How close one sits in a situation such as we are discussing influences the communication.  The degree of proximity engenders different feelings in different cultures.  Hall reports that most Americans tend to deal with space in the following way:

  1. Intimate zone: ranging from contact to 18 inches.  This is the zone for handling secrets and whispered conferences.
  2. Casual-Personal zone: ranging from 1+1/2 to 4 feet.  This is the region for normal personal interaction.
  3. Social-Consultative zone: ranging from 4-12 feet.  this is the area for handling impersonal business.
  4. Public zone: ranging from 12 feet to the limits of hearing.  This is the region of the public speaker addressing an audience.

A distance between 3+1/2 to 6 feet is appropriate when conducting the interview in the dental operatory.  The distance will vary depending on your comfort with the patient with whom you are interacting.  The more your interest rises, the closer you will tend to be.  As with eye contact, facial expression and body orientation, there is the matter of a dynamic process;  that is, you should not be fixed and rigid about any of these physical attendance components but maintain a moderate degree of fluidity.

Trunk Lean     A forward lean is a powerful message of interest.  Somehow it is difficult to be indifferent while leaning forward and listening to another person.  The forward lean of the body is an eloquent statement of attentiveness.  The reverse of this, leaning backwards and folding one's arms, is a statement of casual interest at best and inattentiveness at worst.

The trunk lean is an effective facilitator.  If a patient is speaking and pauses, merely leaning forward slightly will act as a request to "tell me more."  Not only does it act as the body language of "tell me more", it also indicates interest and empathy.

Another of the many components of "body language" is tactile communication.  During an interview, support, concern, and empathy can be conveyed by touching the forearm of the patient.  This is the most acceptable and least intimate area of the body for tactile communication.  Needless to say, in the clinical encounter tactile communication is constant.  The delicacy or roughness of one's "touch" conveys a great deal of information to the patient about the doctor's presence and, more significantly, the doctor's awareness of the patient's presence.

SUMMARY
Fear is a major cause of avoidance of dental treatment for millions of people.  Some of the common dental fears and how they originate are explored.  What is presented here is a technique to treat fear with interpersonal skills utilizing simple behavioral principles.  The goal is to either eliminate the fear, or to reduce it to a level that permits the patient to cope successfully with the dental experience.

This technique has been termed, "Iatrosedation" and is defined as the act of making calm by the doctor's behavior.  The 2 major categories of iatrosedation are:

  1. The Iatrosedative Interview
  2. The Iatrosedative Clinical Encounter

The Iatrosedative interview is designed to initiate fear reduction through a relearning process.  It is brief and economical, usually lasting no more than 10 minutes.  The clinical encounter continues the process, thus dropping the fear level further. 
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Post Script from Suzanne Boswell: 
I hope that you have found this paper insightful and personally helpful.  I can attest from our work interviewing patients that all Dr. Friedman has written is so valid and meaningful to patients.  Having personally come from the position of being a very fearful patient since childhood, I know the power that thoughtful and caring practitioners have to positively change the lives of their patients.  And I thank those exceptional practitioners who have so helped me overcome my own dental fears!

On behalf of the fortunate patients who have benefitted by being treated by students of the Iatrosedative Process, I thank Dr. Nathan Friedman.  He and his work have touched thousands.  And I also thank him for his friendship, support and his willingness to share this paper with online readers.

I can assure you that your patients will value each step you take toward increasing their confidence in accepting the treatment they need.  That in itself is fulfilling.  You will also benefit by a very loyal, responsive patient base who refer friends and family to such a caring practitioner.

Suzanne Boswell Presentations -  12108 Amoretto Way, Raleigh, NC  27613  USA
Phone: 919-845-4189   -    Fax: 919-845-4188 
Email :
Suzanne@BoswellPresentations.com
Website: www.BoswellPresentations.com